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As a leading provider of investment scheme management, we deliver specialised capabilities across Responsible Entity and corporate trustee services.
Responsible Entity
Our Services
Responsible Entity Services
Our responsibilities include oversight of regulatory and investor reporting, budgetary and cash flow arrangements. We also work on insurance coverage, and the coordination of independent audits. Where required, we assist with additional funding arrangements.
Investment Management Agreement between RE & Investment Manager.
Managing reporting obligations to investors.
Issuing the product disclosure statement
Investor complaints monitoring and resolution
Monitoring of compliance with the Corporations Act, PDS, TMD, constitution and compliance plan.
Scheme Registration
Complying with annual financial reporting and auditing obligations.
Appointing and monitoring external providers
Establishing the Trust Deed and Investment Management Agreement
Overseeing investment decisions and dealing with investor enquiries
Appoint/confirms the Investment Manager
Complying with all regulatory requirements
Utilising our managed investment scheme lawyers to advise on scheme documentation
Holding scheme assets via custodian on trust for investors
Issuing offer documents
Appointing and Monitoring External Service Providers
Trustee Services
We assume full responsibilities as a corporate trustee including fiduciary investment stewardship and comprehensive trust administration services. We also manage of all communications with beneficiaries.
How Our Responsible Entity & Trustee Services Work
Investors
Investment
Manager
Investment Management Agreement
Responsible
Entity/Trustee
Constitution
Distributions
Invest
Registered Managed Investment Schemes
Unit Trusts/ Managed Investment Trust
Investments
Returns
Independent
Service Providers
+ Custodian
+ Fund Admin
+ Accountants
+ Tax Agents
+ Auditors
Sub Trust 1
Property 1
Sub Trust 2
Property 2
Sub Trust 3
Property 3
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